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Municipal Securities Rulemaking Board
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21	#..SEC-11 System name: Correspondence Files Pertaining to Registered Investment Companies-SEC. System location: Securities and Exchange Commission, Washington, DCRecords are also maintained by SEC Regional and Di Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2007-08-24 13:09:58 Financial economics Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Investment Company Act Securities and Exchange Commission Municipal Securities Rulemaking Board Security Securities Fraud Deterrence and Investor Restitution Act United States securities law Financial regulation Government
22	FORT BEND COUNTY LEVEE IMPROVEMENT DISfRICf NO. 17 c/o Allen Boone Humphries Robinson LLP 3200 Southwest Freeway, Suite 2600 Houston, TexasFebruary 21, 2011 VIA ELECfRONIC MAIL Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-28 12:04:56 Financial adviser Financial economics Business Economics Corporate crime U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board
23	SEC-63 SYSTEM NAME: Tips, Complaints, and Referrals (TCR) Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DCFiles may also be maintained in the Commission’s Regional Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2011-07-21 17:41:07 United States Securities and Exchange Commission Government Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Financial economics Municipal Securities Rulemaking Board Security United States securities law Financial regulation 73rd United States Congress
24	National Examination Risk Alert By the Office of Compliance Inspections and Examinations 1 In this Alert: Topic: Duties of broker-dealers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-19 11:51:08 Business Finance 73rd United States Congress United States Securities and Exchange Commission Self-regulatory organizations Municipal Securities Rulemaking Board Securities Act Due diligence Securities Exchange Act Financial economics Economics United States securities law
25	Subscription Agreement THIS SUBSCRIPTION AGREEMENT (“Agreement”) is made on ________________ (“Effective Date”), by and between the Municipal Securities Rulemaking Board, with offices at 1900 Duke Street, Suite Add to Reading List Source URL: www.msrb.org Language: English - Date: 2015-03-12 17:29:06
26	Muni Bond Newsletter SPEER FINANCIAL, INC. REGISTERED INDEPENDENT MUNICIPAL ADVISOR JANUARY 2015 EDITION Add to Reading List Source URL: www.speerfinancial.com Language: English - Date: 2015-02-16 13:06:30 Municipal Securities Rulemaking Board United States securities law 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Municipal bond Securities Exchange Act Revenue bond Law Financial regulation Government
27	Counsel Position Summary of position: The North American Securities Administrators Association (NASAA), a prominent Washington D.C. association devoted to supporting the work of state and provincial securities regulators Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-05-14 09:18:28 Financial economics North American Securities Administrators Association Financial Industry Regulatory Authority Business Municipal Securities Rulemaking Board Financial system Financial adviser United States securities law Self-regulatory organizations Financial regulation
28	November 19, 2012 Are Your Municipal Holdings Ready for the OCC & FDIC? Alternatives to the Use of Ratings as Required by Dodd-Frank Extend to the Municipal Market This summer, the Office of the Comptroller of the Curre Add to Reading List Source URL: www.lumesis.com Language: English - Date: 2012-11-19 12:45:35 Municipal bond Credit risk Securities market Electronic Municipal Market Access Financial economics Economics Business United States federal banking legislation Municipal Securities Rulemaking Board Dodd–Frank Wall Street Reform and Consumer Protection Act
29	Market Transparency Subscription Usage Report Pursuant to the MSRB Subscription Service Agreement, subscribers agree to submit annually information about their use of MSRB Market Transparency Subscription Service. The in Add to Reading List Source URL: www.msrb.org Language: English - Date: 2014-12-10 17:16:41 Financial adviser Financial economics Business Electronic Municipal Market Access Finance Investor Protection and Securities Reform Act Self-regulatory organizations Municipal Securities Rulemaking Board Registered Investment Advisor
30	NC DHSR MCC: Leading Age North Carolina 59th Annual Spring Conference Presentation Add to Reading List Source URL: www.ncdhhs.gov Language: English - Date: 2015-05-20 10:36:50 Bond Municipal Securities Rulemaking Board

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